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Tailored Exchange Audits allow all aspects of compliance with Vendor and End-User contracts to be reviewed. The 1,200 audits we have performed for 50 Exchanges, worldwide, have involved traditional market data Vendors and End-User firms such as banks, brokers, etc. Even if a direct contract does not exist between an Exchange and End-User, in many cases an End-User audit can be undertaken via the Vendor contract. We have audited at around 250 End-User locations so far and the number of direct End-User audits we are undertaking is constantly increasing. Contact us to discuss your Exchange Audit requirements or for further information regarding our extensive expertise in this area.
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No. 3081001 |
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